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30 Minutes on KYC and Beyond

Webinar Series

Join Bloomberg for 30 Minutes on KYC and Beyond– a series of webinars focused on addressing the pain points of managing and securing entity data originating from the Know Your Customer (KYC) process followed by actionable insights.

About the series
The series features conversations with a variety of different industry insiders and Bloomberg specialists who will address the pain points of managing and securing entity data originating from the KYC process. Each webinar includes actionable insights to help you move into a less painful future. Sign up for as many sessions as you like– all from the same registration page.

2018 Webinars

November 14, 2018 11:00 AM EST

Whether you are buyside or sell side there are steps you can take to turn your cost centers into revenue generators. Our panel of in-house legal and compliance professionals discuss their top 10 best ideas for helping their firms make more money faster and drive client/investor loyalty.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speaker

Lisa Roitman

Compliance and Regulatory Specialist
Bloomberg L.P.

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


December 12, 2018 11:00 AM EST

The Naughty List 2018. We'll look at the 2018 enforcement trends and steps you can take to stay off the Naughty List in 2019 and beyond.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speaker

Lisa Roitman

Compliance and Regulatory Specialist
Bloomberg L.P.

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


Recent Webinars

 

February 14, 2018 - Available On Demand

Client identification, classification and ongoing customer data due diligence requirements are about to get tougher. The FinCEN CDD Rule goes into effect on May 11, 2018. We'll take a practical look at what is actually changing and what every entity will need to be prepared to provide.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

March 14, 2018 - Available On Demand

The General Data Protection Regulation (GDPR), which goes into effect in May of 2018, will have extra-territorial implications. From identifying what sensitive personal data your firm collects to understanding your obligations to your clients and beyond, our panel of experts will provide practical advice for conducting an impact assessment and taking the next steps to ensure compliance.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

April 11, 2018 - Available On Demand

What does your public persona say about you? Is there an advantage to using public data as part of due diligence, compliance, KYC and/or the onboarding process? We asked buyside and sellside firms how they felt about using public versus private data to comply with emerging regulations. How does your firm stack up?

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

May 16, 2018 - Available On Demand

What does your compliance program say about your corporate culture? Regulators expect that the "tone starts at the top" and that compliance programs demonstrate a culture of compliance geared towards understanding business risks, market structure conflicts and the impact of new regulations. Partly as a result of the #MeToo movement, new rules are driving firms to recognize that an ethical compliance philosophy not only drives good behavior but reduces risk and protects your institution.

Does your compliance program promote ethical behavior? Join us and our panel of experts as we look at what legal and compliance professionals should consider today when assessing their compliance programs to mitigate risk in the #MeToo era.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

June 13, 2018 - Available On Demand

Have you outgrow your fear of things that go bump in the night and traded that for fear of regulators knocking on your door? Whether a presence exam or surprise audit there are steps you can take right now to help you rest easy day or night. Join our panel of experts for exam prep you should do to prepare.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

July 11, 2018 - Available On Demand

The regulators will decide whether crypto currencies qualify as currency, commodity or security in the months ahead but compliance officers have new challenges to deal with now. Does your firm intend to modify personal trading policies? Firm investing directly? Has your IT department secured your keys? Contemplating changing your disclosures or risk factors? Adjusting compliance training? Join our panel of forward thinkers as we think through the practical aspects around blockchain technology based assets.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

September 12, 2018 11:00 AM EDT

The evolving regulatory environment means you can't take your eyes off the ball. Start your fall off right with an overview of upcoming regulatory and geopolitical changes you can't afford to ignore. FinCEN CDD reprisal, MiFID II in practice, SFTR, QFC, Initial Margin, Dodd Frank 2H18 Brexit and more. Our panel of experts will highlight the essentials and provide a roadmap to help you start planning for 2019.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speaker

Lisa Roitman

Compliance and Regulatory Specialist
Bloomberg L.P.

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

 

October 10, 2018 11:00 AM EDT

Do you know who you are doing business with? Join our panel of experts for practical tips on conducting due diligence of third party service providers. From questionnaires to contract terms-- what you need to know.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speaker

Lisa Roitman

Compliance and Regulatory Specialist
Bloomberg L.P.

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.

To access webinars from 2017, click here

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