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30 Minutes on KYC and Beyond

Webinar Series

Join Bloomberg for 30 Minutes on KYC and Beyond– a series of webinars focused on addressing the pain points of managing and securing entity data originating from the Know Your Customer (KYC) process followed by actionable insights.

About the series
The series features conversations with a variety of different industry insiders and Bloomberg specialists who will address the pain points of managing and securing entity data originating from the KYC process. Each webinar includes actionable insights to help you move into a less painful future. Sign up for as many sessions as you like– all from the same registration page.

2018 Webinars

February 14, 2018 11:00 AM EST

Client identification, classification and ongoing customer data due diligence requirements are about to get tougher. The FinCEN CDD Rule goes into effect on May 11, 2018. We’ll take a practical look at what is actually changing and what every entity will need to be prepared to provide.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


March 14, 2018 11:00 AM EDT

The General Data Protection Regulation (GDPR), which goes into effect in May of 2018, will have extra-territorial implications. From identifying what sensitive personal data your firm collects to understanding your obligations to your clients and beyond, our panel of experts will provide practical advice for conducting an impact assessment and taking the next steps to ensure compliance.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


April 11, 2018 11:00 AM EDT

What does your public persona say about you? Is there an advantage to using public data as part of due diligence, compliance, KYC and/or the onboarding process? We asked buyside and sellside firms how they felt about using public versus private data to comply with emerging regulations. How does your firm stack up?

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


May 16, 2018 11:00 AM EDT

Whether you are a buyside or sell side firm, there are steps you can take to turn your cost centers into revenue generators. Our panel of in-house legal and compliance professionals discuss their top 10 best ideas for helping their firms make more money faster and drive client/investor loyalty.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


June 13, 2018 11:00 AM EDT

Have you outgrow your fear of things that go bump in the night and traded that for fear of regulators knocking on your door? Whether a presence exam or surprise audit there are steps you can take right now to help you rest easy day or night. Join our panel of experts for exam prep you should do to prepare.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


July 11, 2018 11:00 AM EDT

The regulators will decide whether crypto currencies qualify as currency, commodity or security in the months ahead but compliance officers have new challenges to deal with now. Does your firm intend to modify personal trading policies? Firm investing directly? Has your IT department secured your keys? Contemplating changing your disclosures or risk factors? Adjusting compliance training? Join our panel of forward thinkers as we think through the practical aspects around blockchain technology based assets.

ABOUT 30 MINUTES ON KYC AND BEYOND SERIES

A series of webinars focused on addressing the pain points of managing and securing entity data originating from the KYC process followed by actionable insights.

Featured Speakers

Lisa Roitman

Lisa is a business strategist for Regulatory Compliance Technology at Bloomberg. Previously she served as General Counsel and Chief Compliance Officer for Litespeed Management LLC and has held multiple business, legal and compliance positions both on the buy-side and on the sell-side throughout her career.


To access webinars from 2017, click here

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